HrI'OFbDJI= OCD9AG 6h. Following the land sale, Canterbury will continue the redevelopment of the horse stabling area, which serves its racing business, with new barns and a new dormitory complex. % endobj /Subtype /CIDFontType2 277 277 354 556 556 889 666 190 >> 277 333 556 556 556 556 259 556 /Type /Outlines ] 277 333 474 556 556 889 722 237 << endobj << Does your fim accept soft-dollar benefits? The Casino hosts card games 24 hours a day, seven days a week, dealing both poker and table games. Ana Sandoval Guardian Life (212) 919-8551 [emailprotected]. endobj 722 277 500 666 556 833 722 777 Regulatory disclosures state that firm sells proprietary investments and products. >> /FontDescriptor 5 0 R /BaseFont /Arial,Bold >> /Encoding /Identity-H 600 600 600 600 600 600 600 600 For Financial Advisors, from U.S.News: Get the Advisor's Guide to Working with Divorced Clients. 277 333 556 556 556 556 259 556 << /Filter /FlateDecode /Length 3547 /Length1 5648 >> >> Member FINRA, SIPC. 556 556 333 500 277 556 500 722 Upgrade to latest Xcode 14, and an update to the minimum supported iOS version from 12 to 14. 3 0 obj /Subtype /TrueType /Ordering (vTWu) This differs from a typical financial advisory firm that has its own set of on-staff advisors. 1 [0 ] /LastChar 255 Feb 16, 2021, 12:25 ET. 600 600 600 600 600 600 600 600 Whether its building a long-term investment strategy for retirement, saving for college,or capital preservation, at Park Avenue Securities, we provide financial professionalswith the products and tools to help you step forward to take charge of your financial future and achieve financial success. /Type /FontDescriptor /Type /Font NEW YORK, Feb. 16, 2021 /PRNewswire/ -- The Guardian Life Insurance Company of America (Guardian Life) today announced that Marianne Caswell has been named President of . Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. 0 277 277 500 500 350 556 1000 610 277 277 556 277 889 610 610 /FontName /Arial /LastChar 255 The firm's website features a page that can help you locate Park Avenue-affiliated advisors in your area. endobj However, registered advisors must uphold their fiduciary duty to always prioritize clients' best interests when making recommendations. 16 0 obj /Descent -219 The land sold is situated adjacent to County Road 83 and Unbridled Avenue in the northeast corner of Canterburys campus. You can feel confident in the management of your assets with your trusted Park Avenue Securities financial professionaland with Pershing as the custodian. For the most up-to-date information, please view the applicable SEC and FINRA reports above. /Type /FontDescriptor The Company is pursuing several mixed-use development opportunities for the remaining underutilized land, directly and through joint ventures. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. /FirstChar 32 Construction of 19,000-Capacity Amphitheater Expected to Begin in Spring 2023. Despite its name, Park Avenue Securities is located at 10 Hudson Yardsin New York City. &}|^eXo[eHr5yy i;@2GoCm".uTa_tgpT|#13?hA << What does this mean? /FirstChar 32 /Flags 32 >> 777 722 722 722 722 666 666 610 17 0 obj 600 600 600 600 600 600 600 600 Firm or an advisory affiliate was previously found to have made false statements or omissions by the SEC or CFTC. 556 556 556 556 556 556 556 556 1015 666 666 722 722 666 610 777 600 600 600 600 600 600 600 0 This review was produced by SmartAsset based on publicly available information. Zoom between states and the national map to see the top spots in each region. 333 1000 666 333 1000 0 610 0 556 556 556 556 277 277 277 277 As one of the largest and oldest mutual life insurance companies in the U.S., Guardian operates for the benefit of its policyholders, rather than outside stockholders. 5 0 obj Credentials work on website. >> 666 777 722 666 610 722 666 943 Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. ] 4 0 obj /Name /F3 >> /FontName /DDACTR+Symbol 556 556 556 556 556 556 556 556 endobj Caswell is building a comprehensive wealth management platform to help financial advisors meet the wealth management needs of their clients. Copyright 2023 Apple Inc. All rights reserved. As a result, they may be incentivized to recommend products from these affiliates due to extra commissions or compensation earned. To obtain a prospectus, please contact your financial professional. You can contact Park Avenue Securities by calling (888) 600-4667. 333 333 389 583 277 333 277 277 600 600 600 600 600 600 600 600 /LastChar 255 Should I Hire a Financial Advisor or DIY It? << /Filter /FlateDecode /Length 2919 /Length1 5536 >> Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. /Type /FontDescriptor The Most Important Ages for Retirement Planning: Age 50, The Most Important Ages for Retirement Planning: Age 59 , The Most Important Ages for Retirement Planning: Age 65, The Most Important Ages for Retirement Planning: Age 66, The Most Important Ages for Retirement Planning: Age 70 . All Rights Reserved, Experienced Financial Professional Careers, Find Out More About Park Avenue Securities, Check the background of Park Avenue Securities and your financial professional on FINRAs BrokerCheck. Fees & Compensation. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. >L(id;UScgj8p'e*PCZ|,09 SIU(3$h/DB7;{]`i^[T*SB-KkFCF55VD`p*A_qNOr C^o-x} 3zh$x#U2$w^JX0`osoI _G}OY7Xj!kZtz21XXK*}UNzQDqH ,?HwcG6 'S7,X*1L-s@UM /FontName /Arial 333 736 370 556 583 0 736 552 19 0 obj These forward-looking statements are subject to risks and uncertainties which could affect the Companys actual results and cause actual results to differ materially from those indicated in the forward-looking statements. InJuly 2019, FINRA alleged that the firm "disadvantaged certain retirement plan and charitable organization customers who were eligible to purchase Class A shares in certain mutual funds without a front-end sales charge." /CIDSystemInfo << This website is intended for general public use. The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. 722 277 556 722 610 833 722 777 @^6""5Lw6]iJuVSgq:tC2]b}^%: Kwil7oH]*>]d5 c(R3^N1ZytpN^kts$;5 U*4`H2&u34 H1Cm"T Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. ] /ItalicAngle 0 Visit Site /Subtype /TrueType /Descent 211 333 333 389 583 277 333 277 277 2 0 obj This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. /DescendantFonts [16 0 R] Financial plans and investment portfolios are always unique to the client's personal financial situation. Office: 212-701-7900. 333 556 556 500 556 556 277 556 Data obtained from U.S. Securities and Exchange Commission. Park Avenue Securities is a wholly owned subsidiary of The Guardian Life Insurance Company of America and is located at 10 Hudson Yards, New York, NY 10001. What does this mean? ']:ks8l&e l|I\a*W1abf mm M^l^ hl}Ur Caswell is dedicated to raising awareness for childhood cancer research and has previously served on the board for the Association for Research of Childhood Cancer in Buffalo. 600 600 600 600 600 600 600 600 Prior to her new role, she was Head of Practice Development in Agency Distribution where she provided Guardian's Financial Representatives (FR) and their practices with critical strategies and development opportunities to grow their businesses. >> What percentage of income does your firm receive from fees versus commissions? Canterbury Park announced plans for Canterbury Commons in 2018, laying out its vision for the creation of a multi-use redevelopment of underutilized property in Shakopee, Minnesota that complements the Companys existing operations and creates an entertainment district where people will live, work, play and stay. A 28,000 square foot premium office building was completed by Greystone Construction in 2021, and a new brewery and restaurant are scheduled to open in early Summer 2023. Find Out More About Park Avenue Securitiesor follow us on LinkedIn. 0 222 222 333 333 350 556 1000 investor.com is not endorsed by or affiliated with the SEC or FINRA. /Flags 38 722 722 777 777 777 777 777 583 0 [600 ] /Supplement 0 /CapHeight 500 722 277 556 722 610 833 722 777 Park Avenue Securities LLC. What does this mean and why is this important? /Descent 300 500 500 500 333 259 333 583 0 A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. /Flags 36 Questions to ask What does this mean and why is this important? Firm or related person receives soft-dollar benefits in connection with client securities transactions. /BaseFont /DDACTR+Symbol 333 556 556 500 556 556 277 556 For more information, see the developers privacy policy. 0xwdckCwzT 277 333 556 556 556 556 259 556 333 333 365 556 833 833 833 610 0 600 600 600 600 600 600 600 /FontDescriptor 7 0 R 556 556 333 500 277 556 500 722 Yes or 666 666 610 333 277 333 583 556 File A Claim To Recover Your Investment Losses At Park Avenue Securities Due To John Suckey. 600 600 600 600 600 600 600 600 1015 666 666 722 722 666 610 777 In this role, she is responsible for the day-to-day operation of all facets of the business, including sales, service, underwriting, technology, and finance. Is your firm affiliated with a law firm in any capacity? 666 777 722 666 610 722 666 943 /FontBBox [ 0 -220 1113 1005 ] /Flags 32 They include, but are not limited to: the termination of purse enhancement payments and marketing payments as a result of the expiration of the Cooperative Marketing Agreement with the Shakopee Mdewakanton Sioux Community; the effect that the COVID-19 coronavirus pandemic and resulting precautionary measures may have on the Company as an entertainment venue or on the economy generally; material fluctuations in attendance at the Racetrack; material changes in the level of wagering by patrons; any decline in interest in the unbanked card games offered in the Card Casino; competition from other venues offering unbanked card games or other forms of wagering; competition from other sports and entertainment options; increases in compensation and employee benefit costs; increases in the percentage of revenues allocated for purse fund payments; higher than expected expense related to new marketing initiatives; the impact of wagering products and technologies introduced by competitors; the general health of the gaming sector; legislative and regulatory decisions and changes; the Companys ability to successfully develop its real estate, including the effect of competition on the Companys real estate development operations and its reliance on its current and future development partners; temporary disruptions or changes in access to the Companys facilities caused by ongoing infrastructure improvements; and other factors that are beyond the Companys ability to control or predict. Since our founding in 1860, our long-term view has helped our customers prepare for whatever life brings whether starting a family, planning for the future or taking care of employees. << 333 1000 556 333 943 0 500 666 556 0 277 556 500 1000 556 556 /ItalicAngle -120 This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. << /BaseFont /DDACTR+Symbol Park Avenue Securities is a registered broker-dealer, investment adviser and a direct, wholly-owned subsidiary of Guardian Life. /ItalicAngle 0 /BaseFont /Arial 610 610 610 610 610 610 610 548 This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Now you can stay connected while you are on the go wherever you use your iPhone or iPad. 1 0 obj /Type /Font The Company assumes no obligation to update or revise these forward-looking statements for any reason, even if new information becomes available in the future, except as required by law. % What does this mean? 556 556 333 333 583 583 583 610 /DescendantFonts [12 0 R] There is tangible construction momentum across Canterbury Commons and our efforts continue to show promise on the business development front, added Canterburys Vice President of Real Estate, Jason Haugen. Any data inaccuracies, please contact our team. See Advisors At This Firm. 666 777 722 666 610 722 666 943 endobj How do these benefits affect the firms selection of a broker-dealer partner? What does this mean and why is it important? C2V%9 hS:'Z&MRo#1cy$p,n'zEhvN3U^D)%[[e>8 21 0 obj >> . We believe the amphitheater will create long-term opportunities for our companies to collaborate as we further enhance the entertainment product we offer at Canterbury Park and Canterbury Commons. /ItalicAngle 0 0 222 222 333 333 350 556 1000 610 610 610 610 610 610 610 548 23 0 obj ] Client Types. /Subtype /TrueType Investor.com is your trustworthy guide to the world of personal finance. What does this mean? 722 722 777 777 777 777 777 583 Park Avenue Securities may also (optionally) enable you to use PAS Investor Mobile to view real-time quotes and place trades for equities while on the go. 0t;S;nyh=Xr'8^M%Ul):%Kgh!f;@ $dBAdc?f 9:H7/R|xX^^9h=QVY8N3!riGaxA?S5 U9B|C8|n$olq;I 3TDyZ<4fBK95$ /Type /FontDescriptor {5,67df~pO-SLV=.X][z,%O2LP* 8qD*N>QVA4xezD?QgP! (~Xa}R0_dZLJO qj_8M=yL~G#Vg|B`^:#d}nc2rg3BGK It is our organization's mission to provide unbiased and objective information. /Descent 211 Xz}-QC7IL8;G\Ig 6 0 obj %PDF-1.5 /FontName /CourierNew Park Avenue Securities manages $9.9 billion and provides investment advisory services for 57,359 clients (1:33 advisor/client ratio). 277 333 556 556 556 556 279 556 Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. 1 [0 ] /FontDescriptor 15 0 R 1HX{2rdL&)8~Iad)H&pd2 DZIn?ht%KZ[ltHxW:Y|g1{#n]`0e7C!yF^R_kyiFXldt Firm can legally elect to accept commissions for their investment advisory services. 666 666 666 666 277 277 277 277 666 666 666 666 666 666 1000 722 /W [ 9~s&@le'H.xlQH;}euS5xQo7qJAWt3y"C^ +0Rr H#.JHK i:#G7$ne~u h1zd}:= wRq(V#a.L#6F;S ?z~8A^Y/i@7 w5ni{\wl'[cDIgv)9hOOWw4Ych@>9`A37Z0Fw^uDc{aUCw )Vu endobj Contact. About Canterbury ParkCanterbury Park Holding Corporation (Nasdaq: CPHC) owns and operates Canterbury Park Racetrack and Casino in Shakopee, Minnesota, the only thoroughbred and quarter horse racing facility in the State. 666 666 610 277 277 277 469 556 /Type /Font /FontBBox [ 0 -220 1113 1005 ] /LastChar 255 556 556 556 556 277 277 277 277 /LastChar 255 Data obtained from U.S. Securities and Exchange Commission as of 12/14/2022. We are thrilled to complete this land sale to Swervo and excited to work with them as they begin to transform the northeast corner of our campus into a premier destination for live music and entertainment, said Randy Sampson, President and Chief Executive Officer of Canterbury. % Questions to ask /StemV 0 399 548 333 333 333 576 537 333 /FontDescriptor 5 0 R 333 736 370 556 583 0 736 552 Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAssets reviews. /FontDescriptor 9 0 R endobj /Subtype /CIDFontType2 Park Avenue Securities, registered in 2000, serves 53 state(s) with a licensed staff of 1,718 advisors. /Ascent 905 What does this mean? 556 556 556 556 556 556 556 556 8425 Pulsar Place Suite 450, Columbus, Ohio 43240, 52 Forest Avenue, Paramus, New Jersey 07652, 1040 Broad Street 2nd Floor, Suite 202, Shrewsbury, New Jersey 07702, 160 Gould Street Suite 310, Needham, Massachusetts 02494, 29800 Telegraph Road, Southfield, Michigan 48034, 24500 Chagrin Blvd. /Type /Font This website is intended for general public use. 1 0 obj /Widths [ /Ascent 832 She led a broad range of areas, including FR Learning and Development; The Living Balance Sheet, Guardian's core philosophy and sales system; Diverse Field & Client Markets; and Supervision & Business Risk. 1015 666 666 722 722 666 610 777 Questions to ask 333 1000 666 333 1000 0 610 0 SHAKOPEE, Minn., May 01, 2023 (GLOBE NEWSWIRE) -- Canterbury Park Holding Corporation, ("Canterbury" or the "Company") (NASDAQ: CPHC), today announced that that it has completed the sale of 37. Questions to ask Lackluster Action in Front of Big Week of Earnings. 333 1000 666 333 1000 0 610 0 Park Avenue Securities LLC is a national financial advisory firm headquartered in New York, NY. Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. /Type /Font 975 722 722 722 722 666 610 777 722 277 500 666 556 833 722 777 endobj SmartAssets services are limited to referring users to third party advisers registered or chartered as fiduciaries ("Adviser(s)") with a regulatory body in the United States that have elected to participate in our matching platform based on information gathered from users through our online questionnaire. /Descent -210 722 277 500 666 556 833 722 777 2 0 obj /Subtype /Type0 What does this mean? Terms of Use | Disclaimers | Privacy Policy. April 26, 2023. 600 600 600 600 600 600 600 600 /Encoding /WinAnsiEncoding stream ] Individual variable annuities are issued by GIAC, a Delaware corporation, and distributed by Park Avenue Securities LLC (PAS). Park Avenue Securities Mobile lets you manage your financial portfolio in an efficient and user-friendly environment designed for your mobility.Through Park Avenue Securities Mobile, you have fully featured access to account information, such as balance, holdings, activity and order status. 610 610 610 610 610 556 610 556 3 0 obj ] In addition, more than 1,000 units of upscale residential apartments and for-sale townhomes are in various stages of completion or construction. The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. Please read it carefully before investing or sending money. /Widths [ tips_and_updates Financial advisor education. The Company describes these risks and uncertainties in its Annual Report on Form 10-K filed with the Securities and Exchange Commission (the Commission) and subsequently filed Quarterly Reports on Form 10-Q and Current Reports on Form 8-K. endobj For more information, pleasevisitguardianlife.comorfollow us onFacebook,LinkedIn,TwitterandYouTube. What does this mean? /StemV 0 777 722 722 722 722 666 666 610 The major indices all registered gains compared to last week's closing levels, but concerns about inflation and Fed policy kept a limit on index performance. Find out what fees Park Avenue Securities charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. What does this mean and why is it important? The S&P 500 closed at 4,137 last Friday, then closed at 4,133 this Friday. How many times did it occur? ] Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Top Executive: Marianne Caswell: Recruiting Contact: Katie Martineau (860) 378-4078 E-mail Kevin Janus (610) 807-7406 E-mail: Marketing Contact: Rachael Hoffmann endobj 600 600 600 600 600 600 600 600 To learn more about different types of pricing models, see our article on how much a financial advisor costs. << 12 0 obj The existence of such filings may not result in censure or penalty for an advisor and customer complaints against The firm has nearly 1,800affiliatedfinancial advisorsthat utilize its services. Will any of my assets be invested in those products? Q,1E`^I{k#.w$ x0qnc.DcE84V%T2K+\ Ga|l@c!={P6)N!WpBz,gwl[D#baTDNXEU/E*]5{WelYF4XO#s M> 556 0 222 556 333 1000 556 556 /Type /Font G'lUB"\Du}V4X 8#e`*.izNA WSothL]1`&au.u>,Q]v\U6-fvh}kPgsnp /Registry (~X) Ready to Talk to Someone? Caution Regarding Forward-Looking StatementsThis press release contains forward-looking statements concerning possible or anticipated future financial performance, operations, business activities or plans. The S&P 500, Dow Jones Industrial Average, and Nasdaq all closed the last week of April with gains while the Russell 2000 logged a sizable decline. 556 556 556 556 556 556 889 500 << Park Avenue Securities LLC (PAS) is a wholly-owned subsidiary of The Guardian Life Insurance Company of America, which has a rich heritage . Park Avenue Securities imposes different initial investment requirements that depend on the program you're subscribed to. /Descent 211 /Widths [ Important Disclosures 13 0 obj The interactive version of this map is only available on Desktop devices. 777 722 722 722 722 666 666 610 If you are unable to download the application or have any questions, please contact your investment professional at Park Avenue Securities. /ToUnicode 17 0 R These conflicts can negatively impact clients via hidden fees and overall higher costs. << Your trusted wealth management destination. 120 Broadway. advisor. Questions to ask compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). Park Avenue Securities can trace its roots back to 1990, though it wasn't until 2000 that the firm registered with the U.S. Securities and Exchange Commission (SEC) as a federal investment advisor. endobj SHAKOPEE, Minn., May 01, 2023 (GLOBE NEWSWIRE) -- Canterbury Park Holding Corporation, (Canterbury or the Company) (NASDAQ: CPHC), today announced that that it has completed the sale of 37 acres of land to Bloomington Investments, LLC, an entity related to Swervo Development (Swervo), for total consideration of $8.8 million. /CIDToGIDMap /Identity What does this mean and why is it important? /Type /Outlines /Ascent 905 While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. These may include guidance around retirement planning, such as individual retirement accounts (IRAs), as well as education funding through 529 plans and other investments. /Type /Font When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. 556 556 333 500 277 556 500 722 According toits SEC-filed Form ADV, Park Avenue Securities has26disclosures on its record. Certified accolades including investor.com Star Rating Badge are only available to firms participating in investor.coms paid subscription-based program and earning a 4.5 to 5 star review from investor.com; participation in investor.com's paid subscription-based program does not guarantee being awarded investor.com Star Rating Badge certified accolades. Menu burger Close thin Facebook Twitter Google plus Linked in Reddit Email arrow-right-sm arrow-right Loading Home Buying Calculators She led the development and execution of key initiatives, which included implementing a new business development strategy and conversion to a new clearing platform. /Name /F2 Our system has identified the following conflict alerts. 722 722 777 777 777 777 777 583 556 556 556 556 556 556 556 548 Questions to ask /Encoding /WinAnsiEncoding OSJ: 990 Stewart Avenue, Ste 200, Garden City, NY 11530, ph# 516.745.5600. With your iPhone or iPad, you can access- Account balances and holdings- Transaction history- Order Status- Market information and quotes- Your securities watchlist- Equity order entry (if enabled by your financial institution)From your iPad, you can also access account documents such as statements, trade confirmation and tax documents.Please note:- Account access, trade execution and system response may be affected by a variety of factors, including trading volumes, market conditions, phone and computer networks.- Fees, markups or commissions may be charge on trades. 0 [500 ] AtPark Avenue Securities LLC, we are a broker/dealer that is a whollyowned subsidiary of Guardian, which has a rich heritage of promises kept since 1860. 556 556 556 556 277 277 277 277 1 [0 ] stream >> /CapHeight 500 /LastChar 255 << /CapHeight 500 277 333 556 556 556 556 259 556 /Type /Pages >> To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. 556 556 556 556 556 556 889 500 /Descent 211 << PAS is a wholly-owned subsidiary of Guardian. Overview. /FontName /Arial << >> Here, advisors use Park Avenue's offerings within their independent practices. As a result, we do not support personal reviews on the site. /Widths [ /CapHeight 500 /ItalicAngle 0 LearnMore. 666 666 666 666 277 277 277 277 /BaseFont /DDACTR+Symbol << Our commitments rest on a strong financial foundation, which at year-end 2019 included $9.3 billion in capital and $1.7 billion in operating income. /FontBBox [ -665 -325 2000 1040 ] With the land sale and government approvals now complete, Swervo expects construction of its planned 19,000-capacity open air amphitheater to begin this Spring, with the venue opening anticipated to be Summer 2025. 722 722 722 722 722 722 1000 722 /ItalicAngle 0 556 556 556 556 556 556 556 548 endobj 556 556 277 277 583 583 583 556 /Descent 211 The firm has $10.6 billion under management and employs 1,697 across 52 states.The firm caters to 54,606 clients of varying types, but focuses mostly on individuals. All Rights Reserved. /Ascent 1005 /Ascent 905 556 556 556 556 277 277 277 277